Puneet Singhal | Financial Markets & Risk Excellence
Vice President, JP Morgan | Chartered Accountant | AI Enthusiast
Transforming financial risk frameworks through strategic leadership, technical expertise, and innovative data-driven approaches.
Connect with Puneet
Professional Summary
With over 11+ years of dynamic experience in global financial services, I bring a unique blend of technical expertise and strategic vision to the complex world of financial markets and risk management.
As a Vice President at JP Morgan, I specialize in leading comprehensive internal audits, enhancing risk management frameworks, and ensuring regulatory compliance across global trading operations. My leadership approach focuses on identifying strategic solutions that transform challenges into opportunities for enhanced control environments.
My professional journey spans prestigious institutions including JP Morgan, KPMG UK, and EY India, where I've developed a reputation for excellence in navigating complex financial markets, regulatory landscapes, and stakeholder environments. This diverse experience has equipped me with a global perspective on best practices in audit methodology and risk assessment.
Looking forward, I'm passionate about integrating AI and advanced data analytics into financial risk frameworks. I believe the future of risk management lies at this intersection, where machine learning can enhance predictive capabilities while human expertise directs strategic application. This vision drives my commitment to continuous innovation in audit methodologies and risk assessment techniques.
Core Expertise
Markets & Trading Excellence
- Auditing complex derivatives and structured products
- Hedge accounting methodologies and controls
- Trading environment risk assessment
- Market risk control frameworks
Regulatory & Compliance Mastery
- Deep knowledge of IFRS/US GAAP standards
- SOX compliance implementation
- CFTC regulatory framework expertise
- Financial conduct risk assessment
Data-Driven Leadership
- Alteryx-driven process automation
- Data analytics for control enhancement
- Transformative audit workflow design
- Efficiency metrics development
Strategic Risk Management
- Senior stakeholder engagement
- Comprehensive risk mitigation planning
- Control framework optimization
- Cross-functional team leadership
AI & Future Finance
- Machine learning for risk prediction
- AI integration in financial services
- Predictive analytics application
- Next-generation audit methodologies
Career Highlights
JP Morgan
2022–Present
- Directed end-to-end audits across global Currencies, Commodities & Emerging Markets
- Implemented data analytics tools for enhanced risk assessment
- Led cross-functional teams for Front Office, Middle Office, Product Control and eTrading audits
KPMG UK
2019–2022
- Implemented SOX internal controls for multiple tier-1 financial institutions such as Citi Bank
- Conducted comprehensive conduct risk assessments for major banks
- Advised on regulatory compliance for derivatives and structured products
EY India
2016–2019
- Led Ind AS adoption advisory services for financial institutions
- Conducted statutory audits for major financial institutions
- Supported $2B IPO and .5B Masala Bond issuance
Early Career
KPMG India & B. Khosla & Co.
- Built strong foundation in auditing and accounting principles
- Developed expertise in financial reporting standards
- Gained exposure to diverse financial service clients
Technical Expertise
Auditing & Risk
Internal Audit
External Audit
SOX Compliance
Risk Assessment
Regulatory Compliance
Control Testing
Key Achievements
Global Markets Audit Leadership
Directed end-to-end audits across global Currencies, Commodities & Emerging Markets trading businesses at JP Morgan, identifying key control improvements that enhanced risk management frameworks.
Audit Process Automation
Spearheaded the automation of 30% of control testing with Alteryx workflows, saving 200+ hours annually and enabling the audit team to focus on higher-risk areas requiring complex judgment.
Capital Markets Issuance
Led regulatory compliance for a $2B IPO and .5B Masala Bond issuance while at EY India, ensuring adherence to complex cross-border regulatory requirements and financial reporting standards.
IPO Value
$2 Billion
Masala Bond Value
.5 Billion
Timeline
6 Months
Hedge Accounting Advisory
Advised leading financial institutions on IAS 39 hedge accounting and IFRS adoption, developing compliant frameworks that effectively managed accounting complexity while meeting business objectives.
Thought Leadership
Exploring the intersection of financial risk management, regulatory frameworks, and emerging technologies.
The Future of AI in Financial Risk Management
Puneet Singhal
Publication: Q2 2025
This upcoming article will examine how artificial intelligence is revolutionizing financial risk management, with particular focus on practical applications in trading environments, regulatory compliance, and audit methodologies.
Upcoming Articles
Regulatory Transformation in the Digital Age
How financial institutions are navigating evolving regulatory frameworks in an increasingly digital environment.
Expected: Q3 2025
Data-Driven Audit Excellence
Strategic approaches to integrating data analytics into audit methodologies for enhanced risk assessment and control evaluation.
Expected: Q4 2025
Stay Updated
Subscribe to receive notifications when new articles are published and gain exclusive insights on financial risk management and emerging technologies.
Credentials & Education
Professional Qualifications
Associate Chartered Accountant (ACA)
The Institute of Chartered Accountants of India (ICAI)
Associate Chartered Certified Accountant (ACCA)
Association of Chartered Certified Accountants, UK
CFA Level 1
CFA Institute
Academic Background
Bachelor in Commerce
University of Rajasthan
Technical Certifications
Alteryx Designer Advanced
Alteryx, Inc.
Diploma in IFRS
Association of Chartered Certified Accountants (ACCA)
Data & AI Credentials
Certified Data Science Professional
CISCO
Generative AI Masterminds
Outskill
Continuous Learning
Committed to ongoing professional development, with a current focus on advanced AI applications in financial risk management and regulatory technology.
Contact
Get in Touch
I welcome professional inquiries related to financial markets, internal audit, risk management, or collaborative opportunities. Please use the form below to reach out.
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Contact Information
Schedule a Meeting
For professional inquiries, you can schedule a meeting directly through my calendar. I'm available for virtual consultations related to financial risk management, regulatory compliance, or strategic auditing discussions.
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